Science Fiction Studies |
# 16 = Volume 5, Part 3 = November 1978Stephen H. GoldmanJohn Brunner's Dystopias: Heroic Man in Unheroic SocietyIn Age of Miracles, a novel that has received little critical attention, John Brunner confronts his characters with an alien transportation system that has been produced by unknown creatures clearly superior to mankind in knowledge and application of science. While the human characters do learn to make some limited use of the system, their position at the end of the novel is comparable to that of rats on a sea-going ship, and, as the characters themselves indicate, their future use of the network is predicated on just how annoying these human rats become to the aliens: "...since we quit pilfering live artefacts, the aliens have shown no sign of noticing us. I suspect they can't be bothered. We've put up with rats and mice for thousands of years, and we only take steps against them when they cause great harm" (Chapter 28). While Age of Miracles certainly does not present the reader with a unique situation given the hundreds of works which are based on the confrontation of human beings and superior aliens there are, nevertheless, two passages toward the end of the novel which show some highly significant developments in science fiction writing which can be considered characteristic of more recent interests within the genre. Such passages, as a matter of fact, provide a strong clue as to Brunner's use of the image of the dystopia. For what has happened in his later work is simply a matter of one image in science fiction, the superior alien, being replaced by a new image, the dystopia. The first passage is a full accounting of what the discovery of the transportation network means for the human race. Waldron states:
Superficially, this passage can be seen as typical of any number of science fiction works in which man boldly leaves behind the past and faces the brave new tomorrow. There is, however, a twist in the Age of Miracles which is rather rare. Man is forced to leave his past not because of his own actions, but because the future is imposed upon him. It is not man the seeker of new frontiers who here changes his destiny, but man the non-seeker who has his destiny change him. And, what makes this twist even rarer, destiny was not even looking for him. Mankind's whole orientation is changed by alien intelligences who have no, or almost no, awareness of the existence of the human race. Mankind may have great new worlds now open to it, but they are worlds that have been opened as a side-effect and man can only enjoy these new worlds at a cost of self-esteem. The implications, therefore, of this passage are very unlike much of the science fiction of the 1930's, 40's, and even 50's. Justifiably or not, when one considers the nature of most science fiction works, one tends to see these works as optimistic about man and his future. The future implies progress, and progress implies a healthy, growing, human race. There are numerous short stories and novels that see mankind as a vital race able to triumph over far more sophisticated and knowledgeable aliens because of this vitality. Frequently, the human race is portrayed as an upstart race that sweeps all other races aside because of its energy and impatience to keep on the move. Such a view, however, is not to be found in Age of Miracles. But denying that Age of Miracles lacks the optimism of other science fiction works does not necessarily lead to characterizing the novel as pessimistic. There is a second passage, also a speech by Waldron, that merits consideration when discussing the first. Waldron is about to join a colony on another planet, a colony made possible by the use of the alien transportation system. Realizing that all the new colonies owe their existence to an artifact which is a painfully solid symbol of man's inferior position, Waldron "leaned back in his chair. And thought: so rats get on ships ... True. And what I'm going to do is much the same. But I'm not going to do it as a rat. I'm going to do it as a man" (Chapter 28). Such a statement is optimistic, but its optimism is of a different sort than that which has just been characterized. Brunner's optimism stems from an individual, not from the human race as a whole. When Waldron states that he will act as a man, he is actually stating he will act according to what he conceives of as best in mankind; that is, being a man is not innately noble. It is behaving as a good man would behave that creates the nobility. One feels that a story about a rat that somehow had won through to a sense of "rathood" and then acted upon that sense would equally impart a tone of optimism for the rest. It is the experience of self-affirmation that is important here, a self-affirmation which enables the character to tell all that he is what he is. There are, therefore, two points to be gained from a reading of Age of Miracles that have implications for all of Brunner's work. The first point is concerned with the future. Brunner does not assume a future of promise and glory for mankind. The optimism of a manifest destiny is not part of the world that Brunner creates. Instead, Brunner is far more likely to question the future and man's place in it. The second point is, in many ways, a consequence of the first. Since mankind has no manifest destiny, how is man to determine his place in the future if he has any voice in it at all? In Age of Miracles the answer is given: man's place in the future will be determined by individuals who call themselves men. In other words, the future of the human race is an open question, and the solution to that question depends on the people who are part of the race. Three of Brunner's novels are particularly concerned with exactly this issue. Each of these novels, Stand on Zanzibar, The Sheep Look Up, and The Shockwave Rider, substitutes the image of a dystopia for the alien in Age of Miracles, but the problem remains the same: man must take responsibility for himself and his race. How the dystopia of each work becomes the metaphor for mankind's failures and what kind of heroism is called for to answer each of these failures are the major concerns of the discussions that follows. In Stand on Zanzibar, the reader is presented with a world that has become far too complex and far too painful for its inhabitants to even attempt to control. While overpopulation can be seen as its most obvious feature, it is not, in its own right, the real issue in the novel. Instead, a citizenry is presented that refuses to confront the many problems that precede and follow the crowding caused by overpopulation. The people of the United States are little more than rats, and, like rats, they have turned to mindless aggression as a result of the overcrowding. Brunner shows this ratlike behavior in a scene in which Donald Hogan wanders into a part of New York City which is clearly off-limits to him. In trying to defend himself from a mugging, he precipitates a riot:
The behavior of Hogan here is like that of any rat caught up in a swarm of life that threatens any individual's existence. An aggressive stance is taken, and there is no rational decision as to the object of that aggression. However, as Waldron stated in Age of Miracles, man is not a rat. A man should behave as a man. No matter what the environment, can the human race afford to become a mere reactor against the environment? Is the intolerable condition of the world of Stand on Zanzibar sufficient justification for such behavior? Brunner would answer these questions with a decided negative. If there is ever to be a future for mankind, than acting as a man, not as a rat, is a prime prerequisite for assuring that future. While overpopulation might cause aggressiveness, humans who refuse to face the problem ensure its continued existence. Thus, the availability of mind-clouding drugs, the exotic emphasis on costume, the mindless parties of the wealthy, and the self-righteous enforcement of population control are all geared toward either dodging the issues or relieving the individual from any sense of responsibility for what is happening to him and the world he lives in. In other words, if overpopulation is the single most significant feature of the world of this novel, every phase of the life of the people of this world is tailored toward avoiding the problem at all costs. And it is this latter phase which makes Stand on Zanzibar the dystopia it is. Mankind's future is at stake here because individuals refuse to act as humane beings. There are two characters in Stand on Zanzibar who are particularly relevant to the question of individual responsibility: Chad C. Mulligan and Norman House. Mulligan (who can also be seen in The Jagged Orbit as Xavier Conroy) is a sociologist who quite rightly identifies what is happening to the human race, but who also cannot handle his own knowledge. Thus, Mulligan simply disappears for a period of time as he tries to opt out of society. For a man like Mulligan, however, such an answer is impossible:
Mulligan is the type of individual who feels his humanity all too well. It was his disgust for what had become of his fellow creatures that caused him to try to resign in the first place. But, it was also this deep identification with humanity that forced him to return. It is essential to understand fully Mulligan's commitment to the human race before his reaction to the solution of the Shinka paradox can be appreciated. In identifying a biological substance that neutralizes aggressiveness, an immediate solution to world-wide aggressiveness becomes probable. All that needs to be done is to synthesize the substance and, presto, "brotherly love out of an aerosol can." Mulligan, seeing such a temporary solution, however, voices what must be on the minds of many a reader:
And then, with the bitterness of a lover, Mulligan addresses the entire human race:
Mulligan is caught in the dilemma of his own love for mankind. On the one hand, his love demands a fit object: people should be rational, honest, compassionate of their fellows. The population of the world of Stand on Zanzibar, however, shows no such qualities. On the other hand, Mulligan's love also demands that its object persevere. This is not a conditional love that is granted or taken away as Mulligan sees fit. Thus, if man cannot survive through his own qualities, the chemical must be accepted. It might tear him apart to realize that such a means is the only present solution, but Mulligan will finally accept it if it can save what he so greatly loves. In his own way Norman House also starts as a character who tries to isolate himself from society. Unlike Mulligan, however, the course of action he takes is not the result of an inherent love of mankind gone cynical. House begins as a cynic and attempts to deny the humanity within him. Thus, when Brunner introduces House in Stand on Zanzibar, it is in terms of a calculator: con of eccentricity he manifested in his behavior, as much as could ordinarily be tolerated in a junior VP of a big corporation and that much over the limit which said he was not a man to trifle with. Item the amount and nature of the work he arranged to have channeled to his office, selected so the visits of other zecks found him engaged in vastly important transactions. [Continuity 1] Norman House has learned to succeed in the rat-world of Stand on Zanzibar by denying he has anything in common with his "fellow rats." He is in such tight control of himself that he need not fear the possibility of turning into a victim of his world; he creates victims but he is not one. At least, such is House's assessment of himself. Two incidents occur, however, which shatter this assessment. First, House must confront a fanatic from the Divine Daughters who is trying to destroy the computer, Shalmaneser. As he walks toward her, he notices the severed hand of a technician who had tried to stop the fanatic:
House takes in the entire scene as one who calculates what the chances are for effective action. If the world of Stand on Zanzibar reduces most of mankind to rats, House has escaped such reduction by refusing to be human. Thus, after he assesses the situation, he disconnects the hose holding super-cooled helium and turns the stream on the arm of the fanatic. "And then the weight of the axe broke the girl's hand off her arm." House has simply frozen the hand and then allowed it to snap off. Such a use of the cooling system of a computer is hardly an expected one. The mind that could conceive of it would have to be a rather cold and calculating one. In case, however, this point does not immediately occur to the reader, Brunner quickly adds
Norman House reaches, at this point, his greatest distance from his own humanity. But it is exactly this moment that leads to House's rebirth as a human. When House meets later with Elihu Masters, the ambassador to Beninia, House is forced to confront what he has done and his reaction shows him fit to rejoin the human race:
Admitting that his way of life is at a dead end, House has fulfilled two conditions: first, he is ready to deal on a human level with his fellow human beings; second, he is ready to find a new goal. Masters, by offering him the directorship of the Beninia project, gives House the opportunity for both human contact and new direction. House, therefore, comes to the Beninia project as a man given a second chance at life. Thus, unlike Mulligan, he is willing to accept the chemical solution to man's hostility to man as a temporary answer because he is aware of just how important is the second chance it offers. After all, he has his own example. To reach this point of humane concern, however, House has undergone a transformation. He has proven himself worthy of running the Beninia project and, more importantly, shown that he cares now about his fellow man. This caring, moreover, is no simple emotional fling calculated to atone for his earlier actions. House brings a mature and rational judgment to his concerns that allows him to give the most effective comfort possible. Thus, when House is approached by the American armed forces as to the possibility of allowing Hogan to view the Beninia project, his first reaction is anger over what might have happened to Hogan. Noticing, however, the defensive posture of the officer, House immediately changes direction:
The ability to calculate quickly and accurately has remained with Norman House. But there is this one significant difference: his calculations are now combined with a healthy humanism. House has learned to put his talent to work for others. Given such a change in House, it is altogether proper that, when Mulligan does break down, it is Norman House who comforts him:
If, at the beginning of Stand on Zanzibar, House avoided being a rat by avoiding being a man, at the end he avoids being a rat by being the best that a man can be. And this is exactly Brunner's message: beyond the temporary chemical solution lies the permanent solution of choosing to be what is the best part of the human race. Norman House makes just this choice. In Stand on Zanzibar, the choice is finally made after the character has developed from a cold machine into a thinking and feeling human being. In The Sheep Look Up, Brunner presents the reader with a very human character who must choose between self-sacrifice and escape. Such a character is very much like Chad Mulligan in that his love of man and his horror of what man has done constantly struggle for dominance. Thus, like Mulligan, Austin Train tries to isolate himself from his responsibility. But, like Norman House, he must eventually make his choice. Train, unlike House, does not need to grow into his humanity. Instead, he must accept responsibility for it. The theme of responsibility, therefore, is central to The Sheep Look Up, and the dystopia presented in the novel is created to underscore this theme. Starting with the first chapter, the reader is confronted by a world of severe restrictions. In that chapter there are warnings against swimming in the ocean, drinking the water, and breathing the air without the aid of a filter mask. Man seems to be penned in by a world completely hostile to his continued existence. This world is thoroughly polluted, and, whatever the cause, man is now a victim of that pollution. Like the hungry sheep in Milton's "Lycidas," all that is left to mankind is to "Rot inwardly, and foul contagion spread." The comparison of men to sheep is an important one for the theme. What has happened to the environment must be seen as an act of stupidity and apathy. While the desires for money and for power certainly have played their parts, the result is not caused by sly, conscious manipulation. There are no Satanic figures in the novel. Rather, the businessmen and politicians are fools who are too simple-minded and short-sighted to be mistaken for devils. Thus the responsibility for what has happened to the earth must finally rest with men who stood by and allowed it to happen, with people who did not oppose the rape of the earth. Brunner emphasizes just how sheep-like man has become when he describes Pete Goddard's encounter with an oxygen dispenser:
Hostility and aggression are clearly not the major problems in this world. Docility reigns supreme so supreme, in fact, that man is about to lose a world for lack of action. If the earth and its inhabitants are to be saved, man must act; and in order to spur man into activity, the central figure, Austin Train, must act. When Train is first introduced, he is presented as a fugitive, and he clearly has reason to be: his constant warnings about the human race and the damage it has wrought have created many enemies. Moreover, these same warnings are credited with spawning a host of "Trainites" who seem to demonstrate, more often than not, for the sake of demonstrating. Neither of these two effects, however, is the real cause of his going underground. When Train is asked if the demonstrators frighten him, he replies:
Train is afraid to speak out further, not because he might be arrested or killed, but because he might inspire unbelievable acts of violence. Train refuses, therefore, to take the chance. This refusal must be considered a serious blow to man's chance for survival. While there are others, notably Doctors Advowson and McNeil, who are willing to act, these people have neither the fame nor the weight of authority that Train has. Hence, they can only touch a few lives, and that is frustratingly too little and too late. It is Train who must act because everyone knows Train. The problem with such visibility, however, is that whatever results from such actions will be Train's responsibility, whether or not he was able to control the events. And again, Train is not ready for such responsibility. What finally does force Train into accepting his role is the fact that madness already reigns over the world, and people are passively allowing themselves to be led to the slaughter. Like Chad Mulligan, Train cannot submerge his love for mankind. An example of this love can be seen in an episode in which Train tries to hide from the world as a garbage man named Smith:
Train cannot turn his back on what affects the lives of people around him. He cares too much to do such a thing, even when becoming involved betrays his chance for avoiding responsibility. It becomes obvious that Train has accepted responsibility for individuals; what remains is to accept it for all humans. This acceptance begins when Austin Train understands what is wanted from him. He is being used by people; that is, by taking responsibility for their actions, Train will allow people to finally react to their world. No one need fear the consequences of his or her acts, because Train is willing to bear that burden. In a speech that refers back to his earlier fear of responsibility, he accepts the burden by telling Peg Mankiewicz:
The implied comparison with Christ in the above passage should not be ignored as an overly dramatic gesture. On the other hand, more should not made of it than is intended. Brunner is trying to show the reader that Train has finally accepted his role. He is now willing to take responsibility and to act as he must, as a leader and as a conscience to all who are willing to follow him. If someone does some insane act in his name, he is willing to accept that consequence as well. Finally, if he is to die, so be it. In so far as these actions resemble the actions of Christ, the parallel holds. Given Train's decision to come out of hiding, it only remains for him to choose the time and place. In light of his earlier fear of people performing unconscionable acts in his name, it is ironic that Train chooses as his coming-out party a trial in which he must answer for a kidnapping he did not do. Even more ironic, however, is what he has to tell the American public at this unveiling:
Less than a year earlier, Train was afraid that some madman might destroy a city and claim that he did it as a follower of Train's. Now Austin Train is directing the entire American population to rebel and destroy a country. A little later, Tom Grey will confirm Train's call to self-destruction:
But even this confirmation cannot diminish the force of the change that has taken place within Austin Train. Thus, when the reader is told at the end of The Sheep Look Up that America is on fire, the fire must be seen as a hope for the future, a hope made possible by Austin Train. If the future of man in Stand on Zanzibar lies with the calm, clear concern of Norman House for all those around him, that same future is in The Sheep Look Up made viable by Train's living up to the consequences of his position and his fellow Americans' accepting the responsibility for their former sheep-like behavior. Once again, an individual has shown the way by being the best there is in the human character. There now remains one final Brunner-designed dystopia to investigate. In The Shockwave Rider the reader is confronted with a society that has the fullest possible access to the greatest amount of information ever collected, and it is this very accessibility of knowledge that leads to the major cause of social destruction. Nicholas Haflinger expresses the cause best in one of his conservations with Freeman:
Put directly, the "brand-new reason for paranoia" is that some people know more than other people. But those who know more do not owe their greater enlightenment to greater intelligence but to a higher classification number. Thus, knowledge is metered out in measures determined by a caste system; being a member of the higher castes assures success because more information about business, social, and political trends is available. The result of such a situation is a massive lack of trust. People distrust other people because it becomes impossible to tell whether a neighbor's, or relative's, or friend's sudden success is the result of personal skill or privileged information. Further, since caste depends on what one knows, the idea of sharing information with others becomes absurd. Why give someone any information they may now know? After all, it may be used to the disadvantage of the teller. People become isolated from one another, and the ability to share ideas and problems with others is lost. Trust, in other words, has gone. In such a society, Hearing Aid becomes the single most helpful agency. The understanding that the hearer will never repeat or act on the information given by the caller allows over-burdened callers to relieve themselves of their fears and gripes. Here is the one place where a peace has been called. But this peace comes at a terrible cost. In order to get the trust of the callers, the promise has been made that any knowledge received will not be used. The hearer, furthermore is completely dehumanized in that he or she speaks only minimally, and his or her face does not appear on the screen. The help, therefore, that Hearing Aid is able to give is limited to enabling the caller to continue a bit longer and to function a little more smoothly within society. But Hearing Aid cannot act and, thus, it cannot change the conditions in society that force the callers to seek help in the first place. To achieve such a change, the condition of privileged information must change. Nicholas Haflinger learns to trust his thoughts, fears, and hopes with Kate Lilleberg, but the ultimate issue far exceeds this personal one. Haflinger must decide whether all members of society can be trusted to know all things. By completely opening up the information network, Haflinger would, in fact, declare just such a trust. His conversation with Freeman shows that he is more than willing to take such a step. He goes so far as to loose a "worm" in the network that releases selected "secret" material. But Haflinger, unlike Norman House or Austin Train, does not take the final step over the line. The issue of whether or not to trust people with knowledge of all things is too large. And the question remains: If such a situation existed, might it not be worse than what exists now? Brunner's solution to this problem is to hold a plebiscite. Haflinger asks all Americans two questions:
As an individual, Haflinger has learned to trust people and to act on the trust. Again, a single man has here declared his right to be a man. The Shockwave Rider, however, leaves the reader with the issue unresolved. In Age of Miracles, the future had been changed forever; in Stand on Zanzibar and The Sheep Look Up, the possibility for a future was preserved; but in The Shockwave Rider, the novel ends with mankind at the crossroads. Haflinger can effect the change, but first society must declare its basic humanity. In order to do this, it must vote yes to both propositions. If it refuses, then free and unlimited access to all information is too dangerous, and the society will be better off as it is. Thus, whatever the nature of the dystopias John Brunner creates, the issue can usually be seen as one of humanity. Whether he is concerned with hate, self-centeredness, or paranoia, Brunner is ultimately investigating what it is that makes up a good man, for it is the good man who will, or can, save us all. NOTES 1. The chapters of Stand on Zanzibar are numbered not in a single series but instead under four rubrics. 2. The unnumbered chapters of The Sheep Look Up are named for the months of the year, December through November, with each having several named but unnumbered sections. 3. The three numbered books of The Shockwave Rider have each a number of named but unnumbered sections. N.B. According to a letter sent by Brunner to editors of reviews and fan magazines, the text of the US edition published by Harper and Row (and reprinted by SFBC and Ballantine) has been severely mutilated. The UK editions, then, presumably differ from the text used here.
ABSTRACT Two points may be gained from a reading of Brunners Age of Miracles that carry implications for Brunners other work. Brunner does not assume a future of promise and glory for mankind: the optimism of a manifest destiny is not part of the world that Brunner creates. Instead, Brunner questions the future and mans place in it. The second point is a consequence of the first. Since mankind has no manifest destiny, how is man to determine his place in the future? In Age of Miracles, the future of the human race is an open question, and the solution to that question depends on individuals. Three other Brunner novels are likewise concerned with this issue of heroic men in dystopian settings. Stand on Zanzibar, The Sheep Look Up, and The Shockwave Rider all suggest that human beings themselves must take responsibility for the human race.
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